Countrywide Insurance Group Pty Ltd is committed to Compliance at all levels.

Our Compliance Policy emanates from the Board of Directors and the Managing Director. Our management and personnel take responsibility for the promotion, understanding and compliance with laws, regulations, codes and organisational standards.

As an Australian Financial Services Licensee, it is our objective to ensure that the organisation and its representatives comply with all relevant law including the Corporations Act 2001, the Competition and Consumer Act and Common Law.

We aim to prevent, and where necessary, identify and respond to breaches of laws, regulations, codes or organisational standards occurring in our organisation. Strict adherence to the procedures set down in our Compliance Manual is expected and will be monitored to ensure that our services are provided in accordance with clients receiving accurate, thorough and compliant advice.

We aim to represent our organisation and our personnel as a good corporate citizen, at all times.

We have a Code of Ethics which requires our personnel to observe the highest standards of ethics and integrity in their conduct, and a commitment to follow the NIBA code of Conduct.

We endeavour to promote a positive attitude to compliance and are committed to the development and implementation of procedures and processes that make compliance easy to understand and achieve.

We embrace a policy of continuous improvement incorporating our training, monitoring and review processes, which are designed to identify and rectify any aspects of our compliance which can be improved.

Signed & dated by the Directors

• Tim Considine
• Mark O’Reilly
• Greg Hansen